Liu, Darby Ta Pei 劉大貝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AIF Securities Limited | Rep | Advising on futures contracts | 2018-03-22 | 2018-05-11 | Rep | Dealing in securities | 2018-03-22 | 2018-05-11 | RO | Advising on futures contracts | 2018-05-11 | 2019-05-20 | RO | Dealing in securities | 2018-05-11 | 2019-05-20 |
| 2 | Amber Hill Asset Management Limited | Rep | Advising on securities | 2018-03-22 | 2018-05-11 | Rep | Asset management | 2018-03-22 | 2018-05-11 | RO | Advising on securities | 2018-05-11 | 2019-05-20 | RO | Asset management | 2018-05-11 | 2019-05-20 |
| 3 | Beevest Fortune Asset Management Limited | RO | Advising on securities | 2021-05-26 | 2022-10-10 | RO | Asset management | 2021-05-26 | 2022-10-10 |
| 4 | Beevest Securities Limited | RO | Advising on securities | 2015-07-09 | 2016-09-08 | RO | Dealing in securities | 2015-07-09 | 2016-09-08 |
| 5 | CNCB (Hong Kong) Capital Limited | RO | Advising on corporate finance | 2010-10-27 | 2012-05-31 | RO | Asset management | 2011-01-12 | 2012-05-31 | RO | Advising on futures contracts | 2011-08-30 | 2012-05-31 | RO | Advising on securities | 2011-08-30 | 2012-05-31 |
| 6 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | RO | Advising on corporate finance | 2005-05-10 | 2010-03-10 | RO | Advising on securities | 2005-05-10 | 2010-03-10 | RO | Dealing in securities | 2005-05-10 | 2010-03-10 |
| 7 | CORE PACIFIC-YAMAICHI CAPITAL LIMITED | RO | Advising on corporate finance | 2005-05-10 | 2010-03-10 | RO | Dealing in securities | 2005-05-10 | 2010-03-10 |
| 8 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | RO | Dealing in futures contracts | 2005-05-10 | 2010-03-10 |
| 9 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | RO | Dealing in securities | 2005-05-10 | 2010-03-10 |
| 10 | Kietex Capital Limited | RO | Advising on securities | 2020-05-22 | 2020-11-11 | RO | Asset management | 2020-05-22 | 2020-11-11 |
| 11 | MANRISE LIMITED (d2007-05-02) | RO | Automated trading services | 2005-05-10 | 2006-01-10 | RO | Dealing in securities | 2005-05-10 | 2006-01-10 |
| 12 | SILVER SPRING INTERNATIONAL LIMITED | Rep | Asset management | 2023-04-20 | 2023-05-22 | RO | Asset management | 2023-05-22 |
| 13 | Superactive Financial Group Company Limited | Rep | Advising on futures contracts | 2019-08-08 | 2020-05-21 | Rep | Advising on securities | 2019-08-08 | 2020-05-21 | Rep | Asset management | 2019-08-08 | 2020-05-21 | Rep | Dealing in securities | 2019-08-08 | 2020-05-21 |
| 14 | WING FUNG SECURITIES LIMITED | Rep | Dealing in securities | 2017-01-17 | 2017-09-21 | RO | Advising on futures contracts | 2017-09-21 | 2018-02-21 | RO | Advising on securities | 2017-09-21 | 2018-02-21 | RO | Asset management | 2017-09-21 | 2018-02-21 | RO | Dealing in securities | 2017-09-21 | 2018-02-21 |
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