Liu, Sai Kwong 廖世光
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CARLYON SECURITIES LIMITED | RO | Dealing in securities | 2017-07-21 | 2021-02-08 |
| 2 | China Finance KAB Limited | Rep | Dealing in securities | 2011-12-15 | 2012-02-02 | RO | Dealing in securities | 2012-02-02 | 2013-07-31 |
| 3 | DT Securities & Futures Co. Limited | RO | Dealing in securities | 2022-09-22 | |
| 4 | Goldin Equities Limited | RO | Dealing in securities | 2016-07-05 | 2017-03-31 |
| 5 | Sino-Rich Securities & Futures Limited | Rep | Dealing in securities | 2004-10-14 | 2004-11-15 | RO | Dealing in securities | 2004-11-15 | 2011-12-02 |
| 6 | UPBEST SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2016-01-12 | 2016-06-30 |
| 7 | Vantage New Generation Securities Limited | Rep | Dealing in securities | 2013-08-01 | 2015-12-24 |
| 8 | YICKO SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-07-19 | Rep | Advising on securities | 2004-07-19 | Rep | Asset management | 2004-07-19 | Rep | Dealing in securities | 2004-10-13 |
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