Kan, Yuk Ling 簡玉玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2004-04-30 | 2004-09-17 |
| 2 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2006-04-27 | 2009-07-01 |
| 3 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2006-06-23 | 2009-07-01 |
| 4 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2006-04-27 | 2009-07-01 |
| 5 | CVP Capital Limited (HK) | Rep | Advising on corporate finance | 2016-04-13 | 2017-06-23 | RO | Advising on securities | 2016-04-13 | 2017-06-23 | RO | Dealing in securities | 2016-04-13 | 2017-06-23 |
| 6 | FORTUNE (HK) SECURITIES LIMITED | Rep | Dealing in securities | 2005-04-06 | 2006-04-07 |
| 7 | HO FUNG SHARES INVESTMENT LIMITED | RO | Dealing in securities | 2017-10-11 | 2019-10-01 |
| 8 | RICHE BRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2009-07-02 | 2010-01-28 | RO | Dealing in securities | 2010-01-28 | 2016-04-11 |
| 9 | Tensant Securities Limited | Rep | Dealing in securities | 2004-10-06 | 2005-03-30 |
| 10 | VC BROKERAGE LIMITED | Rep | Automated trading services | 2003-08-26 | Rep | Advising on corporate finance | 2004-04-29 | Rep | Advising on securities | 2004-04-29 | Rep | Asset management | 2004-04-29 | Rep | Dealing in securities | 2004-04-29 |
| 11 | VC FUTURES LIMITED | Rep | Advising on futures contracts | 2004-04-29 | Rep | Asset management | 2004-04-29 | Rep | Dealing in futures contracts | 2004-04-29 |
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