Ho, Ka Huen 何嘉烜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2014-01-09 | 2014-05-30 | Rep | Dealing in securities | 2014-01-09 | 2014-05-30 |
| 2 | CHEONG LEE SECURITIES LIMITED | Rep | Dealing in securities | 2008-08-25 | 2011-12-14 | Rep | Advising on securities | 2008-09-23 | 2011-12-14 | Rep | Dealing in futures contracts | 2009-11-13 | 2011-12-14 | Rep | Advising on futures contracts | 2010-10-15 | 2011-12-14 |
| 3 | China Securities (International) Brokerage Company Limited | Rep | Advising on securities | 2023-09-20 | Rep | Dealing in futures contracts | 2023-09-20 | Rep | Dealing in securities | 2023-09-20 |
| 4 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2011-12-23 | 2013-12-28 |
| 5 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2011-12-23 | 2013-12-28 |
| 6 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in securities | 2022-08-02 | 2023-09-08 |
| 7 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2015-05-19 | 2018-08-31 |
| 8 | RICHE BRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2008-07-07 | 2008-08-01 |
| 9 | TFI Asset Management Limited | Rep | Advising on securities | 2018-11-16 | 2022-07-12 |
| 10 | TFI Securities and Futures Limited | Rep | Dealing in securities | 2019-05-06 | 2019-08-27 | RO | Dealing in securities | 2019-08-27 | 2022-07-12 |
| 11 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2014-06-04 | 2015-05-08 | Rep | Dealing in securities | 2014-06-04 | 2015-05-08 |
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