Chen, Kin Shing 陳健成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GT CAPITAL LIMITED | RO | Advising on securities | 2004-04-02 | 2005-12-31 | Quam Securities Limited | Rep | 2006-01-17 | 2006-01-19 | Quam Securities Limited | RO | 2006-01-19 | 2017-05-18 | GET NICE SECURITIES LIMITED | Rep | 2017-11-13 | 2018-01-08 | GET NICE SECURITIES LIMITED | RO | 2018-01-08 |
| 2 | Quam Securities Limited | Rep | Asset management | 2010-08-06 | 2017-05-18 | GET NICE SECURITIES LIMITED | Rep | 2017-11-13 | 2018-09-10 | GET NICE SECURITIES LIMITED | RO | 2018-09-10 |
| 3 | CEPA ALLIANCE SECURITIES LIMITED | RO | Automated trading services | 2003-07-21 | |
| 4 | Quam Securities Limited | RO | Dealing in futures contracts | 2006-04-11 | 2017-05-18 | GET NICE FUTURES COMPANY LIMITED | Rep | 2017-11-13 | 2018-01-08 | GET NICE FUTURES COMPANY LIMITED | RO | 2018-01-08 |
| 5 | CEPA ALLIANCE SECURITIES LIMITED | RO | Dealing in securities | 2004-03-17 | GT CAPITAL LIMITED | RO | 2004-04-02 | 2005-12-31 | Quam Securities Limited | Rep | 2006-01-17 | 2006-01-19 | Quam Securities Limited | RO | 2006-01-19 | 2017-05-18 | GET NICE SECURITIES LIMITED | Rep | 2017-11-13 | 2018-01-08 | GET NICE SECURITIES LIMITED | RO | 2018-01-08 |
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