Sim, Choon 沈俊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2005-06-27 | 2006-11-20 | Rep | Dealing in securities | 2005-06-27 | 2006-11-20 | RO | Advising on corporate finance | 2006-11-20 | 2008-12-02 | RO | Dealing in securities | 2006-11-20 | 2008-12-02 |
| 2 | Macquarie Corporate (Hong Kong) Limited | Rep | Advising on corporate finance | 2005-06-27 | 2006-11-20 | RO | Advising on corporate finance | 2006-11-20 | 2008-12-02 |
| 3 | SAMSUNG SECURITIES (ASIA) LIMITED | RO | Advising on corporate finance | 2009-09-22 | 2012-07-03 | RO | Dealing in securities | 2009-09-22 | 2012-07-03 |
| 4 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2014-01-10 | 2017-04-28 | Rep | Dealing in securities | 2014-01-10 | 2017-04-28 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy