Garthoff, Alexander Raymond
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2006-12-18 | 2007-04-11 | RO | Advising on securities | 2007-04-11 | 2008-02-29 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Asset management | 2005-01-28 | Rep | Advising on corporate finance | 2005-03-21 | Rep | Advising on securities | 2006-11-10 |
| 3 | MF Securities Hong Kong Limited | Rep | Advising on securities | 2008-04-18 | 2008-09-04 | Rep | Dealing in securities | 2008-06-17 | 2008-09-04 |
| 4 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2013-07-04 | 2013-09-17 | RO | Advising on securities | 2013-09-17 | 2015-07-01 |
| 5 | SAMSUNG SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2011-03-07 | 2011-12-02 |
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