Yang, Richard Shih Hau 楊世浩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Nexus Investment Advisors Limited | Rep | Asset management | 2014-07-02 | 2014-09-26 | RO | Advising on securities | 2014-09-26 | 2019-03-11 | RO | Asset management | 2014-09-26 | 2019-03-11 | Rep | Advising on securities | 2019-03-11 | 2021-04-20 | Rep | Asset management | 2019-03-11 | 2021-04-20 |
| 2 | Samena Capital Hong Kong Limited | Rep | Advising on securities | 2010-01-19 | 2011-02-16 | Rep | Asset management | 2010-01-19 | 2011-02-16 | RO | Advising on securities | 2011-02-16 | 2014-03-31 | RO | Asset management | 2011-02-16 | 2014-03-31 |
| 3 | SPARX Asia Investment Advisors Limited | Rep | Advising on securities | 2006-12-13 | 2007-01-22 | Rep | Asset management | 2006-12-13 | 2007-01-22 | RO | Advising on securities | 2007-01-22 | 2007-05-01 | RO | Asset management | 2007-01-22 | 2007-05-01 | Rep | Advising on securities | 2007-05-01 | 2010-01-06 | Rep | Asset management | 2007-05-01 | 2010-01-06 |
| 4 | TRIGON ADVISERS (HONG KONG) LIMITED | RO | Advising on securities | 2006-11-23 | RO | Asset management | 2006-11-23 |
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