Chan, Carman Wing Yan 陳詠欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRADBURY ASSET MANAGEMENT (HONG KONG) LIMITED | RO | Asset management | 2016-11-23 | |
| 2 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2007-05-22 | 2008-03-11 |
| 3 | GENERALI INVESTMENTS ASIA LIMITED | Rep | Dealing in securities | 2008-05-06 | 2008-10-01 | Rep | Advising on futures contracts | 2008-08-29 | 2008-10-01 | Rep | Advising on securities | 2008-08-29 | 2008-10-01 | Rep | Asset management | 2008-08-29 | 2008-10-01 |
| 4 | IRIDIUM CAPITAL LIMITED (HK) | RO | Advising on securities | 2015-01-29 | 2015-12-01 | RO | Asset management | 2015-01-29 | 2015-12-01 |
| 5 | MASON INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2011-10-17 | 2011-12-28 | Rep | Asset management | 2011-10-17 | 2011-12-28 | RO | Advising on securities | 2011-12-28 | 2015-01-27 | RO | Asset management | 2011-12-28 | 2015-01-27 |
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