Lo, Raymond Cheung Wai 盧章偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | METRO CAPITAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2005-01-18 | Rep | Advising on securities | 2005-01-18 | Rep | Asset management | 2005-01-18 | Rep | Dealing in securities | 2005-07-13 | RO | Dealing in securities | 2005-07-13 | 2019-10-31 |
2 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2019-11-12 |
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