Tang, Alex Yee Yuk 鄧以旭
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASA SECURITIES LIMITED | Rep | Dealing in futures contracts | 2011-07-25 | 2019-05-21 | Rep | Dealing in securities | 2011-07-25 | 2019-05-21 | RO | Advising on securities | 2012-07-05 | 2019-05-21 |
| 2 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2004-06-28 | Rep | Asset management | 2004-06-28 | Rep | Advising on securities | 2004-09-21 | RO | Advising on securities | 2004-09-21 | 2011-06-13 | Rep | Dealing in securities | 2009-05-06 | 2011-04-14 |
| 3 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-05-06 | 2011-04-14 |
| 4 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2009-05-06 | 2011-04-14 |
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