Chang, Joseph Cho Yam 張祖蔭
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI CAPITAL LIMITED | Rep | Dealing in securities | 2011-08-23 | 2011-10-27 | Rep | Advising on corporate finance | 2011-08-23 | 2012-10-05 | RO | Dealing in securities | 2011-10-27 | 2012-10-05 |
| 2 | ABCI Securities Company Limited | Rep | Advising on securities | 2011-10-31 | 2012-10-05 | Rep | Dealing in securities | 2011-10-31 | 2012-10-05 |
| 3 | DBS ASIA CAPITAL LIMITED | Rep | Advising on corporate finance | 2008-10-13 | 2008-11-14 | Rep | Dealing in securities | 2008-10-13 | 2008-11-14 | Rep | Advising on securities | 2008-10-27 | 2008-11-14 |
| 4 | FRONTIER CAPITAL INVESTMENT LIMITED | RO | Advising on corporate finance | 2014-12-18 | 2015-02-13 | RO | Advising on securities | 2014-12-18 | 2015-02-13 | RO | Dealing in securities | 2014-12-18 | 2015-02-13 | Rep | Advising on corporate finance | 2015-02-13 | 2015-02-13 |
| 5 | Goldin Equities Limited | Rep | Dealing in securities | 2009-02-12 | 2009-03-23 |
| 6 | GRANSING SECURITIES CO., LIMITED | Rep | Dealing in securities | 2015-08-12 | 2015-10-09 | RO | Dealing in securities | 2015-10-09 | 2017-01-28 | Rep | Asset management | 2016-01-11 | 2017-01-28 | RO | Advising on corporate finance | 2016-02-17 | 2017-01-28 | RO | Advising on securities | 2016-02-17 | 2017-01-28 |
| 7 | KINGSWAY CAPITAL LIMITED | Rep | Advising on corporate finance | 2004-11-03 | 2008-10-01 | RO | Dealing in securities | 2008-08-14 | 2008-10-01 |
| 8 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in securities | 2004-11-03 | 2007-11-19 | Rep | Advising on corporate finance | 2004-11-03 | 2008-10-01 | RO | Dealing in securities | 2007-11-19 | 2008-10-01 | Rep | Dealing in securities | 2021-12-22 | Rep | Advising on securities | 2022-01-18 | Rep | Asset management | 2022-01-18 |
| 9 | KINGSWAY SW ASSET MANAGEMENT LIMITED | Rep | Asset management | 2022-09-29 | |
| 10 | MUFG Securities Asia Limited | Rep | Advising on corporate finance | 2010-12-31 | 2011-04-19 | Rep | Advising on securities | 2010-12-31 | 2011-04-19 | RO | Dealing in securities | 2010-12-31 | 2011-04-19 |
| 11 | RHB CAPITAL HONG KONG LIMITED | Rep | Advising on corporate finance | 2009-05-26 | 2010-06-30 | Rep | Dealing in securities | 2012-11-05 | 2013-01-07 | Rep | Advising on corporate finance | 2012-11-05 | 2013-07-09 | RO | Dealing in securities | 2013-01-07 | 2013-07-09 |
| 12 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2009-04-07 | 2010-06-30 | Rep | Advising on securities | 2009-05-26 | 2010-06-30 | Rep | Dealing in securities | 2012-11-05 | 2013-07-09 |
| 13 | Tongfang Capital Limited | RO | Advising on corporate finance | 2017-09-29 | 2021-10-18 |
| 14 | Tongfang Securities Limited | Rep | Dealing in securities | 2018-03-08 | 2021-10-18 |
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