Chan, Ping Yip 陳炳業

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 ABCI Securities Company Limited Rep Dealing in securities 2006-04-26 2009-09-07
RO Dealing in securities 2009-09-07 2013-04-03
Rep Dealing in securities 2013-04-03 2014-02-12
2 CELESTIAL COMMODITIES LIMITED Rep Dealing in futures contracts 2004-10-29 2006-04-18
3 CELESTIAL SECURITIES LIMITED Rep Dealing in securities 2004-10-29 2006-04-18
4 Evergrande Securities (Hong Kong) Limited Rep Dealing in securities 2003-09-29 2004-03-23
5 Grand Capital Futures Limited RO Advising on futures contracts 2019-10-10
RO Dealing in futures contracts 2019-10-10
6 Grand Capital Securities Limited RO Advising on securities 2019-10-10
RO Dealing in securities 2019-10-10
7 KGI ASIA LIMITED Rep Advising on corporate finance 2003-06-06
Rep Advising on securities 2003-06-06
Rep Asset management 2003-06-06
Rep Dealing in securities 2003-06-06
8 KGI SECURITIES (HONG KONG) LIMITED Rep Advising on corporate finance 2003-06-06
Rep Advising on securities 2003-06-06
Rep Asset management 2003-06-06
Rep Automated trading services 2003-06-06
Rep Dealing in securities 2003-06-06
9 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED Rep Dealing in futures contracts 2004-06-01 2004-08-09
10 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED Rep Dealing in securities 2004-03-25 2004-08-09
11 YUE XIU FUTURES COMPANY LIMITED Rep Dealing in futures contracts 2015-04-17 2017-11-30
RO Dealing in futures contracts 2017-11-30 2019-01-11
12 YUE XIU SECURITIES COMPANY LIMITED Rep Dealing in securities 2014-03-12 2015-08-13
RO Advising on securities 2015-08-13 2019-01-11
RO Dealing in securities 2015-08-13 2019-01-11
RO Dealing in futures contracts 2017-11-30 2019-01-11

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