Hu, Zhaoling 胡昭玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ABCI Securities Company Limited | Rep | Dealing in securities | 2009-08-20 | 2012-12-10 | Rep | Advising on securities | 2009-08-20 | 2013-04-13 |
2 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Advising on securities | 2008-07-15 | 2009-08-13 | Rep | Dealing in securities | 2008-07-15 | 2009-08-13 |
3 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2015-01-28 | |
4 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2013-07-30 |
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