Tam, Julian Chi Fu 譚志富
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI Securities Company Limited | Rep | Dealing in securities | 2008-09-01 | 2012-02-01 |
| 2 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-02-13 | 2012-05-01 |
| 3 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2012-02-13 | 2012-05-01 |
| 4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2012-07-09 | 2013-01-30 |
| 5 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-07-09 | 2013-01-30 |
| 6 | LONG SUCCESS CAPITAL LIMITED | RO | Asset management | 2017-09-27 | 2019-11-30 |
| 7 | Manulife Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2007-01-31 | 2008-06-30 |
| 8 | SILVERSTONE INVESTMENTS LIMITED (HK) | Rep | Asset management | 2014-06-13 | 2016-10-20 | RO | Asset management | 2016-10-20 | 2017-09-15 |
| 9 | SINO FINANCIAL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2022-08-08 | 2024-02-29 | RO | Asset management | 2022-08-08 | 2024-02-29 |
| 10 | TAP CAPITAL LIMITED | Rep | Asset management | 2019-12-20 | 2020-02-17 | RO | Asset management | 2020-02-17 | 2022-07-31 | RO | Advising on securities | 2021-01-11 | 2022-07-31 |
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