Tang, Stanley Wing Wo 鄧永和
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ABCI Securities Company Limited | Rep | Dealing in securities | 2011-05-19 | 2011-11-08 |
2 | CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | Dealing in securities | 2016-12-02 | 2017-06-06 |
3 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2011-11-24 | 2012-07-31 |
4 | CORPORATE BROKERS LIMITED | Rep | Dealing in securities | 2015-06-26 | 2016-04-01 |
5 | KGI ASIA LIMITED | Rep | Dealing in securities | 2013-03-20 | 2014-07-03 | Rep | Dealing in securities | 2017-08-03 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2022-11-30 |
6 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2012-08-17 | 2013-03-12 |
7 | Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | 2004-01-09 | Rep | Advising on securities | 2004-01-09 | Rep | Asset management | 2004-01-09 | Rep | Dealing in securities | 2005-05-18 |
8 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2005-05-18 | 2010-04-28 |
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