Williamson, David White
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2003-07-28 | 2007-01-26 |
2 | EVOLUTION ASIA INVESTMENTS LIMITED | Rep | Dealing in securities | 2007-02-07 | 2007-03-20 | RO | Dealing in securities | 2007-03-20 | 2008-12-04 | Rep | Advising on securities | 2007-10-11 | 2008-12-04 |
3 | Fortune Origin Securities Limited | RO | Advising on securities | 2009-07-09 | 2017-11-10 | RO | Dealing in securities | 2009-07-09 | 2017-11-10 |
4 | MIB FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-04-28 | Rep | Asset management | 2003-04-28 | Rep | Dealing in futures contracts | 2003-04-28 |
5 | MIB SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2003-04-28 | |
6 | Pearl Bridge Securities Limited | RO | Advising on securities | 2019-01-15 | 2020-09-30 | RO | Dealing in securities | 2019-01-15 | 2020-09-30 |
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