Cheng, Pui Kan (SFC:APY381) 鄭培瑾
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | AllianceBernstein Hong Kong Limited | Rep | Dealing in futures contracts | 2008-09-17 | 2013-09-19 | Rep | Dealing in securities | 2008-09-17 | 2013-09-19 |
2 | Far East Horizon Asset Management Limited | RO | Advising on securities | 2024-08-09 | RO | Asset management | 2024-08-09 |
3 | FAR EAST HORIZON INTERNATIONAL SECURITIES LIMITED | RO | Dealing in securities | 2024-08-09 | |
4 | GF FUTURES (HONG KONG) CO., LIMITED | Rep | Dealing in futures contracts | 2015-11-27 | 2019-07-19 |
5 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2015-11-27 | 2019-07-19 |
6 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-10-15 | 2015-07-10 |
7 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2013-10-15 | 2015-07-10 |
8 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2007-12-03 | 2008-01-11 |
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