Wong, Michael Sheh Chung 王錫聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2006-07-27 | 2007-07-31 | Rep | Dealing in futures contracts | 2006-07-27 | 2012-06-08 | RO | Dealing in securities | 2007-07-31 | 2012-06-08 |
| 2 | CHINA SOUTHERN SECURITIES LIMITED | Rep | Dealing in securities | 2021-01-04 | 2021-04-14 |
| 3 | HSBC SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-12-16 | Rep | Advising on securities | 2003-12-16 | Rep | Asset management | 2003-12-16 | Rep | Dealing in securities | 2003-12-16 | Rep | Dealing in securities | 2005-04-12 | 2005-11-14 |
| 4 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-12-16 | Rep | Advising on securities | 2003-12-16 | Rep | Asset management | 2003-12-16 | Rep | Dealing in securities | 2006-06-20 |
| 5 | HSBC STRUCTURED FUNDS (ASIA) LIMITED | Rep | Advising on futures contracts | 2003-12-16 | Rep | Asset management | 2003-12-16 | Rep | Dealing in futures contracts | 2003-12-16 |
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