Chen, Shujin (SFC:AXB928) 陳姝瑾
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on securities | 2011-03-30 | 2013-01-24 |
| 2 | DBS VICKERS (HONG KONG) LIMITED | Rep | Advising on securities | 2013-11-06 | 2016-11-30 |
| 3 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2017-01-16 | 2019-10-11 |
| 4 | Jefferies Hong Kong Limited | Rep | Advising on securities | 2019-12-27 |
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