Lawrence, Andrew John (SFC:AEC577)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Aletheia Analyst Network Limited | Rep | Advising on securities | 2015-08-05 | 2017-05-18 |
| 2 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on securities | 2010-08-25 | 2013-01-24 |
| 3 | BUCEPHALUS RESEARCH PARTNERSHIP LIMITED | Rep | Advising on securities | 2017-05-29 | 2019-12-31 |
| 4 | CGS International Securities Hong Kong Limited | Rep | Advising on securities | 2013-04-29 | 2015-02-26 |
| 5 | ICAP Equities Asia Limited | Rep | Advising on securities | 2009-04-29 | 2009-08-24 |
| 6 | SAMSUNG SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2009-11-05 | 2010-05-21 |
| 7 | TS Lombard (Asia) Limited | RO | Advising on securities | 2020-01-24 | 2021-03-31 |
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