Poon, Philip Chung Hein 潘頌軒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2011-05-30 | 2011-11-22 | Rep | Dealing in securities | 2011-05-30 | 2013-06-11 | RO | Dealing in futures contracts | 2011-11-22 | 2013-06-11 | Rep | Dealing in futures contracts | 2016-07-13 | 2020-11-18 | Rep | Dealing in securities | 2016-10-11 | 2020-11-18 |
| 2 | Crosby Securities Limited | Rep | Advising on securities | 2022-10-31 | 2022-12-31 | Rep | Asset management | 2022-10-31 | 2022-12-31 | Rep | Dealing in securities | 2022-10-31 | 2022-12-31 |
| 3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2004-07-13 | 2011-02-26 | Rep | Dealing in futures contracts | 2004-08-17 | 2011-02-26 |
| 4 | FT Securities Limited | Rep | Advising on corporate finance | 2004-03-09 | Rep | Advising on securities | 2004-03-09 | Rep | Asset management | 2004-03-09 | Rep | Dealing in securities | 2004-03-09 |
| 5 | Quam Asset Management Limited (b1983-06-28) | Rep | Advising on securities | 2023-03-31 | Rep | Asset management | 2023-03-31 | Rep | Dealing in securities | 2023-03-31 |
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