Ryu, Tantan
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2011-04-28 | 2013-01-24 | Rep | Dealing in securities | 2011-04-28 | 2013-01-24 |
| 2 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Advising on securities | 2015-12-09 | 2016-04-29 | Rep | Dealing in securities | 2015-12-09 | 2016-04-29 |
| 3 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2013-08-02 | 2015-08-31 | Rep | Dealing in securities | 2013-08-02 | 2015-08-31 |
| 4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2008-03-12 | 2010-10-20 |
| 5 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2020-04-24 |
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