Wong, Hong Man 王康曼
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2010-08-13 | 2012-03-22 |
| 2 | BOCOM International (Asia) Limited | Rep | Dealing in securities | 2015-05-07 | 2018-03-16 | Rep | Advising on corporate finance | 2016-01-08 | 2018-03-16 |
| 3 | BOCOM International Securities Limited | Rep | Advising on securities | 2015-05-07 | 2018-03-16 | Rep | Dealing in securities | 2015-05-07 | 2018-03-16 |
| 4 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2006-07-04 | 2010-05-21 |
| 5 | CICC US Securities, Inc. | Rep | Dealing in securities | 2007-08-06 | 2010-05-21 |
| 6 | MCM Asia Limited | Rep | Dealing in securities | 2014-05-07 | 2015-03-04 | RO | Dealing in securities | 2015-03-04 | 2015-03-25 |
| 7 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-10-25 | 2014-04-17 |
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