Xu, Nan (SFC:ATM316) 徐楠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on securities | 2010-11-23 | 2014-09-02 |
| 2 | DBS VICKERS (HONG KONG) LIMITED | Rep | Advising on securities | 2009-07-29 | 2010-10-16 |
| 3 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2019-06-21 | 2020-08-18 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2014-12-03 | 2018-04-13 |
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