Xu, Nan (SFC:ATM316) 徐楠

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BARCLAYS CAPITAL ASIA LIMITED Rep Advising on securities 2010-11-23 2014-09-02
2 DBS VICKERS (HONG KONG) LIMITED Rep Advising on securities 2009-07-29 2010-10-16
3 J.P. MORGAN BROKING (HONG KONG) LIMITED Rep Advising on securities 2019-06-21 2020-08-18
4 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Advising on securities 2014-12-03 2018-04-13

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