Chang, John Moon Suk
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEA Union Investment Management Limited | Rep | Asset management | 2011-04-21 | 2014-06-18 |
| 2 | BTIG Hong Kong Limited | Rep | Dealing in securities | 2011-01-06 | 2011-04-08 |
| 3 | CGS International Securities Hong Kong Limited | Rep | Advising on securities | 2017-06-09 | 2017-07-21 | Rep | Dealing in securities | 2017-06-09 | 2017-07-21 |
| 4 | Cithara Investment International Limited | Rep | Advising on securities | 2018-06-13 | 2018-08-10 | Rep | Asset management | 2018-07-23 | 2018-08-10 | RO | Advising on securities | 2018-08-10 | 2020-11-30 | RO | Asset management | 2018-08-10 | 2020-11-30 |
| 5 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-04-02 | 2010-08-18 |
| 6 | HAMON ASIAN ADVISORS LIMITED | Rep | Asset management | 2014-09-30 | 2014-12-09 |
| 7 | HAMON ASSET MANAGEMENT LIMITED | Rep | Asset management | 2014-09-30 | 2014-12-09 |
| 8 | HAMON INVESTMENT MANAGEMENT LIMITED | Rep | Asset management | 2014-09-30 | 2014-12-09 |
| 9 | KGI ASIA LIMITED | Rep | Advising on securities | 2015-05-14 | 2017-05-31 | Rep | Dealing in securities | 2015-05-14 | 2017-05-31 |
| 10 | KGI Asset Management Limited | Rep | Asset management | 2015-05-14 | 2016-05-06 | Rep | Advising on securities | 2015-05-14 | 2017-05-31 | RO | Asset management | 2016-05-06 | 2017-05-31 |
| 11 | KOREA INVESTMENT & SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2005-08-08 | 2007-03-31 |
| 12 | Lazarus Asset Management Limited | Rep | Asset management | 2022-11-08 | 2022-12-13 | RO | Asset management | 2022-12-13 | RO | Advising on securities | 2023-03-21 |
| 13 | LUK FOOK SECURITIES (HK) LIMITED | Rep | Advising on securities | 2021-02-17 | 2021-07-31 | Rep | Dealing in securities | 2021-02-17 | 2021-07-31 |
| 14 | Rothschild & Co Wealth Management Hong Kong Limited | Rep | Advising on securities | 2017-10-09 | 2018-01-29 | Rep | Dealing in securities | 2017-10-09 | 2018-01-29 |
| 15 | Samsung Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2015-01-02 | 2015-02-07 | Rep | Asset management | 2015-01-02 | 2015-02-07 |
| 16 | Waton Securities International Limited | Rep | Dealing in securities | 2021-08-12 | 2022-10-11 | RO | Advising on securities | 2022-02-10 | 2022-10-11 | RO | Asset management | 2022-02-10 | 2022-10-11 |
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