Chan, Ho Ming (SFC:AQJ203) 陳浩銘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BERICH BROKERAGE LIMITED | Rep | Dealing in securities | 2011-04-20 | 2013-04-02 |
| 2 | BERICH FUTURES (H.K.) COMPANY LIMITED | Rep | Dealing in futures contracts | 2011-04-20 | 2013-04-02 |
| 3 | EMPEROR SECURITIES LIMITED (HK) | Rep | Advising on securities | 2013-11-25 | 2013-12-31 |
| 4 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2018-11-06 | Rep | Dealing in securities | 2018-11-06 | Rep | Asset management | 2020-04-17 |
| 5 | SOUTH CHINA RESEARCH LIMITED | Rep | Advising on securities | 2008-01-25 | 2008-09-20 |
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