Cheung, Kwok Yuen 張國源
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Alliance Asset Management Limited (HK) | Rep | Asset management | 2019-06-11 | 2019-06-19 | RO | Asset management | 2019-06-19 |
| 2 | BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | Advising on corporate finance | 2011-02-08 | 2012-12-14 | Rep | Dealing in securities | 2011-02-08 | 2012-12-14 |
| 3 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2009-06-04 | 2011-01-01 | Rep | Dealing in securities | 2011-02-08 | 2012-12-14 |
| 4 | DBS VICKERS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-10-13 | Rep | Asset management | 2003-10-13 | Rep | Advising on securities | 2006-09-01 |
| 5 | INNOVATION ASSET MANAGEMENT CO., LIMITED | Rep | Asset management | 2019-03-18 | 2019-03-20 | RO | Asset management | 2019-03-20 | 2019-06-06 |
| 6 | Luminous Asset Management (HK) Limited | RO | Asset management | 2016-09-20 | 2019-02-20 |
| 7 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on securities | 2006-09-11 | 2008-06-26 | Rep | Advising on corporate finance | 2006-10-05 | 2008-06-26 | Rep | Dealing in securities | 2006-10-05 | 2008-06-26 |
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