Wong, Timothy Tin Wai 黃天維
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Hong Kong Securities Limited | Rep | Automated trading services | 2014-07-09 | 2019-07-09 | Rep | Dealing in futures contracts | 2014-07-09 | 2019-07-09 | Rep | Dealing in securities | 2014-07-09 | 2019-07-09 |
| 2 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2014-07-09 | 2019-07-09 |
| 3 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-05-06 | Rep | Advising on securities | 2003-05-06 | Rep | Asset management | 2003-05-06 | Rep | Dealing in securities | 2004-04-07 |
| 4 | MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-06-02 | 2004-04-07 |
| 5 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2019-10-08 | Rep | Dealing in securities | 2019-10-08 | 2021-11-23 | RO | Dealing in securities | 2021-11-23 |
| 6 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2019-10-08 | 2021-11-23 | RO | Dealing in securities | 2021-11-23 |
| 7 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2004-04-15 | 2008-09-18 | Rep | Dealing in futures contracts | 2006-06-08 | 2008-09-18 |
| 8 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2008-12-19 | 2014-04-14 | Rep | Automated trading services | 2009-11-26 | 2014-04-14 | Rep | Dealing in futures contracts | 2011-09-15 | 2014-04-14 |
| 9 | BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-02-19 | 2011-12-30 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy