Chan, Shing Cheong (SFC:AAB209) 陳成昌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-10-05 | 2011-01-27 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2004-10-05 | 2012-12-31 | Rep | Dealing in futures contracts | 2005-10-24 | 2012-12-31 |
| 3 | BUSINESS FUTURES LIMITED | Rep | Advising on futures contracts | 2003-07-14 | Rep | Asset management | 2003-07-14 | Rep | Dealing in futures contracts | 2003-08-05 |
| 4 | BUSINESS SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-07-14 | Rep | Advising on securities | 2003-07-14 | Rep | Asset management | 2003-07-14 | Rep | Dealing in securities | 2003-08-05 |
| 5 | QUAM FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-03-15 | 2004-05-06 |
| 6 | Quam Securities Limited | Rep | Dealing in securities | 2004-03-15 | 2004-05-06 |
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