Ho, Rachel Kwok Wai 何國慧

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 HSBC BROKING SECURITIES (ASIA) LIMITED Rep Advising on corporate finance 2004-08-05
2 HSBC BROKING FUTURES (ASIA) LIMITED Rep Advising on futures contracts 2004-08-05
3 HSBC BROKING SECURITIES (ASIA) LIMITED Rep Advising on securities 2004-08-05
HSBC BROKING SECURITIES (ASIA) LIMITED Rep 2015-03-26 2016-04-13
4 HSBC BROKING FUTURES (ASIA) LIMITED Rep Asset management 2004-08-05
HSBC BROKING SECURITIES (ASIA) LIMITED Rep 2004-08-05
5 HSBC BROKING SECURITIES (ASIA) LIMITED Rep Automated trading services 2003-09-02
6 HSBC BROKING FUTURES (ASIA) LIMITED Rep Dealing in futures contracts 2005-08-09
BOCI COMMODITIES & FUTURES LIMITED Rep 2005-08-10 2011-01-27
BOCI SECURITIES LIMITED Rep 2005-10-24 2014-08-06
HSBC BROKING FUTURES (ASIA) LIMITED Rep 2014-08-18 2016-04-13
7 HSBC BROKING SECURITIES (ASIA) LIMITED Rep Dealing in securities 2005-08-09
BOCI SECURITIES LIMITED Rep 2005-08-10 2014-08-06
HSBC BROKING SECURITIES (ASIA) LIMITED Rep 2014-08-18 2016-04-13
8 HSBC BROKING FOREX (ASIA) LIMITED Rep Leveraged foreign exchange trading 2005-08-09
HSBC BROKING FOREX (ASIA) LIMITED Rep 2016-03-18 2016-04-13

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