Kuek, Boon Kiat 郭翹鋒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-01-12 | 2011-01-27 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2005-01-12 | 2016-08-31 | Rep | Dealing in futures contracts | 2005-11-11 | 2016-08-31 | Rep | Leveraged foreign exchange trading | 2011-05-30 | 2014-11-21 |
| 3 | FT Securities Limited | Rep | Dealing in securities | 2004-04-15 | 2004-12-17 |
| 4 | JEFFERIES BACHE (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-04-15 | 2004-12-17 |
| 5 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Advising on futures contracts | 2004-03-31 | Rep | Asset management | 2004-03-31 | Rep | Dealing in futures contracts | 2004-04-01 |
| 6 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Automated trading services | 2003-09-11 | Rep | Advising on corporate finance | 2004-03-31 | Rep | Advising on securities | 2004-03-31 | Rep | Asset management | 2004-03-31 | Rep | Dealing in securities | 2004-04-01 |
| 7 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2016-10-04 | 2017-02-12 | Rep | Dealing in securities | 2016-10-04 | 2017-02-12 | Rep | Dealing in futures contracts | 2017-02-13 | 2023-02-02 | Rep | Dealing in securities | 2017-02-13 | 2023-02-02 |
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