Kuek, Boon Kiat 郭翹鋒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Advising on corporate finance | 2004-03-31 | |
2 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Advising on futures contracts | 2004-03-31 | |
3 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Advising on securities | 2004-03-31 | |
4 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Asset management | 2004-03-31 | |
5 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Asset management | 2004-03-31 | |
6 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Automated trading services | 2003-09-11 | |
7 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2004-04-01 | |
8 | JEFFERIES BACHE (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-04-15 | 2004-12-17 |
9 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-01-12 | 2011-01-27 |
10 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2005-11-11 | 2016-08-31 |
11 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2016-10-04 | 2017-02-12 |
12 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2017-02-13 | 2023-02-02 |
13 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2004-04-01 | |
14 | FT Securities Limited | Rep | Dealing in securities | 2004-04-15 | 2004-12-17 |
15 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2005-01-12 | 2016-08-31 |
16 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2016-10-04 | 2017-02-12 |
17 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2017-02-13 | 2023-02-02 |
18 | BOCI SECURITIES LIMITED | Rep | Leveraged foreign exchange trading | 2011-05-30 | 2014-11-21 |
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