Kung, Chi Wai (SFC:AEA291) 龔智威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-06-17 | 2006-12-15 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2005-05-09 | 2006-12-15 | Rep | Dealing in futures contracts | 2005-10-13 | 2006-12-15 | Rep | Dealing in futures contracts | 2009-12-03 | 2017-01-01 | Rep | Dealing in securities | 2009-12-03 | 2017-01-01 | Rep | Leveraged foreign exchange trading | 2013-08-02 | 2014-11-21 |
| 3 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-01-10 | 2009-12-01 | Rep | Dealing in securities | 2007-01-10 | 2009-12-01 |
| 4 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Automated trading services | 2003-09-02 | Rep | Advising on corporate finance | 2004-08-05 | Rep | Advising on securities | 2004-08-05 | Rep | Asset management | 2004-08-05 | Rep | Dealing in securities | 2005-05-03 |
| 5 | HSBC BROKING SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-08-05 | Rep | Advising on securities | 2004-08-05 | Rep | Asset management | 2004-08-05 | Rep | Dealing in securities | 2005-05-04 |
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