Lau, Andy Chi Wah 劉志華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2008-08-07 | 2012-05-28 | Rep | Dealing in securities | 2008-08-07 | 2012-05-28 | Rep | Advising on securities | 2022-08-02 | 2023-10-06 | Rep | Dealing in futures contracts | 2022-08-02 | 2023-10-06 | Rep | Dealing in securities | 2022-08-02 | 2023-10-06 |
2 | GF FUTURES (HONG KONG) CO., LIMITED | Rep | Dealing in futures contracts | 2012-06-12 | 2022-06-30 |
3 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2012-06-12 | 2022-06-30 |
4 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-08-25 | Rep | Asset management | 2003-08-25 | Rep | Automated trading services | 2003-08-25 | Rep | Dealing in futures contracts | 2003-10-10 |
5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-08-25 | Rep | Advising on securities | 2003-08-25 | Rep | Asset management | 2003-08-25 | Rep | Automated trading services | 2003-08-25 | Rep | Dealing in securities | 2003-10-10 |
6 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2004-12-29 | 2005-06-14 |
7 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-12-29 | 2005-06-14 |
8 | Quam Securities Limited | Rep | Dealing in futures contracts | 2007-07-23 | 2008-07-23 | Rep | Dealing in securities | 2007-07-23 | 2008-07-23 |
9 | SINO CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2005-08-25 | 2007-07-04 |
10 | VC BROKERAGE LIMITED | Rep | Dealing in securities | 2003-10-11 | 2004-12-23 |
11 | VC INTERNATIONAL TRADING LIMITED | Rep | Dealing in futures contracts | 2003-10-11 | 2004-12-23 |
12 | Well Link International Securities Limited | Rep | Dealing in futures contracts | 2005-08-25 | 2007-07-04 |
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