Man, Martin Kon Kuen 文幹權
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-03-02 | 2011-01-27 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2005-01-28 | 2019-06-21 | Rep | Dealing in futures contracts | 2005-11-11 | 2019-06-21 |
| 3 | FT Securities Limited | Rep | Dealing in securities | 2004-04-06 | 2005-01-25 |
| 4 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2019-10-18 | Rep | Dealing in futures contracts | 2019-10-18 |
| 5 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2019-10-18 | Rep | Dealing in securities | 2019-10-18 |
| 6 | JEFFERIES BACHE (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-04-06 | 2004-12-12 |
| 7 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Automated trading services | 2003-09-11 | Rep | Advising on corporate finance | 2004-03-19 | Rep | Advising on securities | 2004-03-19 | Rep | Asset management | 2004-03-19 | Rep | Dealing in securities | 2004-03-19 |
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