Tam, Kit Ling (SFC:AQS879) 譚潔凌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2011-09-01 | 2019-10-15 | Rep | Dealing in securities | 2011-09-01 | 2019-10-15 | Rep | Leveraged foreign exchange trading | 2012-09-06 | 2014-11-24 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2011-02-08 | 2011-06-16 |
| 3 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2011-02-08 | 2011-06-16 |
| 4 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2011-02-08 | 2011-06-16 |
| 5 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-07-30 | 2008-11-01 |
| 6 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2008-05-05 | 2008-11-01 |
| 7 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-05-20 | 2010-11-29 |
| 8 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2009-05-20 | 2010-11-29 |
| 9 | SPDB International Capital Limited | Rep | Dealing in securities | 2019-12-02 | |
| 10 | SPDB International Securities Limited | Rep | Dealing in securities | 2020-03-24 |
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