Chan, Icy Sik Yan 陳淅恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2010-03-01 | 2012-02-24 | Rep | Dealing in securities | 2010-03-01 | 2012-02-24 |
| 2 | BOCOM International Securities Limited | Rep | Dealing in securities | 2015-01-26 | 2015-09-30 |
| 3 | GEO Securities Limited | Rep | Dealing in securities | 2015-11-03 | 2020-05-15 |
| 4 | Quam Securities Limited | Rep | Advising on securities | 2012-06-13 | 2015-01-17 | Rep | Dealing in securities | 2012-06-13 | 2015-01-17 |
| 5 | Sun Life Hong Kong Limited | Rep | Advising on securities | 2003-04-22 | 2003-07-02 |
| 6 | WM (HK) Limited | Rep | Advising on securities | 2003-10-03 | 2009-05-01 |
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