Sit, Kenneth Kar Kin 薛家鍵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International (Asia) Limited | Rep | Advising on corporate finance | 2008-10-28 | 2008-11-07 | Rep | Dealing in securities | 2008-10-28 | 2008-11-07 | RO | Advising on corporate finance | 2008-11-07 | 2014-08-08 | RO | Dealing in securities | 2008-11-07 | 2014-08-08 |
| 2 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | Advising on corporate finance | 2014-08-12 | 2014-12-11 | Rep | Dealing in securities | 2014-08-12 | 2014-12-11 | RO | Advising on corporate finance | 2014-12-11 | 2017-04-30 | RO | Dealing in securities | 2014-12-11 | 2017-04-30 |
| 3 | Huarong International Capital Limited (HK) | RO | Advising on corporate finance | 2017-05-15 | 2018-10-31 | RO | Dealing in securities | 2017-05-15 | 2018-10-31 |
| 4 | Huarong International Securities Limited | RO | Advising on corporate finance | 2017-05-15 | 2018-02-22 | RO | Dealing in securities | 2017-05-15 | 2018-10-31 |
| 5 | KINGSWAY CAPITAL LIMITED | Rep | Dealing in securities | 2022-01-10 | 2022-06-22 | Rep | Advising on corporate finance | 2022-01-10 | 2022-07-25 | RO | Advising on corporate finance | 2022-07-25 |
| 6 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Advising on securities | 2022-01-10 | Rep | Dealing in securities | 2022-01-10 |
| 7 | Mason Securities Limited | Rep | Advising on corporate finance | 2007-02-07 | 2007-03-14 | Rep | Dealing in securities | 2007-02-07 | 2007-03-14 | RO | Advising on corporate finance | 2007-03-14 | 2008-10-07 | RO | Dealing in securities | 2007-03-14 | 2008-10-07 |
| 8 | Shang International Finance Limited | RO | Advising on corporate finance | 2019-01-28 | 2019-12-19 | RO | Advising on securities | 2019-01-28 | 2019-12-19 | RO | Dealing in securities | 2019-01-28 | 2019-12-19 |
| 9 | SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | RO | Advising on corporate finance | 2003-06-10 | 2007-01-28 | RO | Dealing in securities | 2003-06-10 | 2007-01-28 |
| 10 | Yue Xiu Capital Limited | Rep | Advising on corporate finance | 2020-01-06 | 2020-03-17 | RO | Advising on corporate finance | 2020-03-17 | 2021-07-16 |
| 11 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2020-01-06 | 2020-11-23 | Rep | Advising on securities | 2020-01-06 | 2021-07-16 | RO | Dealing in securities | 2020-11-23 | 2021-07-16 |
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