Pak, Hiu Ching 白曉青

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BOCOM International (Asia) Limited Rep Advising on corporate finance 2011-01-13 2012-10-08
Rep Dealing in securities 2011-01-13 2012-10-08
2 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Rep Advising on corporate finance 2014-04-30 2014-06-16
Rep Dealing in securities 2014-04-30 2014-07-28
Rep Advising on securities 2014-05-16
RO Advising on corporate finance 2014-06-16
RO Dealing in securities 2014-07-28
3 Daiwa Capital Markets Hong Kong Limited Rep Advising on corporate finance 2006-07-19 2006-12-01
Rep Dealing in securities 2006-07-19 2011-01-10
RO Advising on corporate finance 2006-12-01 2007-05-18
Rep Advising on corporate finance 2007-05-18 2009-06-08
RO Advising on corporate finance 2009-06-08 2011-01-10
4 KINGSWAY CAPITAL LIMITED Rep Advising on securities 2004-01-06
Rep Asset management 2004-01-06
Rep Advising on corporate finance 2004-09-24
5 KINGSWAY FINANCIAL SERVICES GROUP LIMITED Rep Advising on corporate finance 2004-01-20 2004-09-24
Rep Dealing in securities 2004-01-20 2004-09-24
6 Ping An of China Capital (Hong Kong) Company Limited Rep Advising on corporate finance 2012-10-16 2012-12-14
RO Advising on corporate finance 2012-12-14 2014-04-25
7 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED Rep Dealing in securities 2012-12-14 2014-04-25
8 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED Rep Advising on corporate finance 2004-09-30 2006-07-14
Rep Dealing in securities 2004-09-30 2006-07-14

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