Pak, Hiu Ching 白曉青
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KINGSWAY CAPITAL LIMITED | Rep | Advising on securities | 2004-01-06 | |
| 2 | KINGSWAY CAPITAL LIMITED | Rep | Asset management | 2004-01-06 | |
| 3 | KINGSWAY CAPITAL LIMITED | Rep | Advising on corporate finance | 2004-09-24 | |
| 4 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Advising on corporate finance | 2004-01-20 | 2004-09-24 |
| 5 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in securities | 2004-01-20 | 2004-09-24 |
| 6 | SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | Advising on corporate finance | 2004-09-30 | 2006-07-14 |
| 7 | SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | Dealing in securities | 2004-09-30 | 2006-07-14 |
| 8 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on corporate finance | 2006-07-19 | 2006-12-01 |
| 9 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2006-07-19 | 2011-01-10 |
| 10 | Daiwa Capital Markets Hong Kong Limited | RO | Advising on corporate finance | 2006-12-01 | 2007-05-18 |
| 11 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on corporate finance | 2007-05-18 | 2009-06-08 |
| 12 | Daiwa Capital Markets Hong Kong Limited | RO | Advising on corporate finance | 2009-06-08 | 2011-01-10 |
| 13 | BOCOM International (Asia) Limited | Rep | Advising on corporate finance | 2011-01-13 | 2012-10-08 |
| 14 | BOCOM International (Asia) Limited | Rep | Dealing in securities | 2011-01-13 | 2012-10-08 |
| 15 | Ping An of China Capital (Hong Kong) Company Limited | Rep | Advising on corporate finance | 2012-10-16 | 2012-12-14 |
| 16 | Ping An of China Capital (Hong Kong) Company Limited | RO | Advising on corporate finance | 2012-12-14 | 2014-04-25 |
| 17 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2012-12-14 | 2014-04-25 |
| 18 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on corporate finance | 2014-04-30 | 2014-06-16 |
| 19 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2014-04-30 | 2014-07-28 |
| 20 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2014-05-16 | 2021-09-30 |
| 21 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RO | Advising on corporate finance | 2014-06-16 | 2021-09-30 |
| 22 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RO | Dealing in securities | 2014-07-28 | 2021-09-30 |
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