Soh, David
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Dealing in securities | 2011-05-03 | 2011-08-24 | RO | Dealing in securities | 2011-08-24 | 2013-08-30 |
| 2 | DBS VICKERS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-10-13 | Rep | Asset management | 2003-10-13 | Rep | Advising on securities | 2003-10-22 | Rep | Dealing in securities | 2008-04-01 | Rep | Dealing in securities | 2020-09-03 | 2021-02-04 | Rep | Advising on securities | 2020-09-03 | 2021-06-01 | RO | Dealing in securities | 2021-02-04 | 2021-06-01 |
| 3 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2014-05-30 | 2019-11-05 | Rep | Dealing in securities | 2014-05-30 | 2019-11-05 |
| 4 | T.F.S. Derivatives HK Limited | Rep | Dealing in securities | 2010-01-04 | 2010-05-03 |
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