Chan, Ping Kwan 陳秉鈞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Dealing in securities | 2009-02-16 | 2016-01-08 | Rep | Dealing in futures contracts | 2009-06-01 | 2010-11-30 | Rep | Dealing in futures contracts | 2015-04-27 | 2016-01-08 |
| 2 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2016-01-25 | 2020-11-19 |
| 3 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-01-25 | 2020-11-19 |
| 4 | PIPER JAFFRAY ASIA FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-05-17 | 2009-02-13 |
| 5 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2005-05-17 | 2009-02-13 |
| 6 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2020-12-02 | 2023-04-28 |
| 7 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2020-12-02 | 2023-04-28 |
| 8 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2023-05-11 | Rep | Dealing in securities | 2023-05-11 |
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