Chow, Fung Kuen 鄒鳳娟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Holdings Company Limited | Rep | Dealing in futures contracts | 2007-07-03 | 2008-03-03 | Rep | Dealing in securities | 2007-07-03 | 2008-03-03 |
| 2 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2007-09-12 | 2017-03-17 | Rep | Dealing in securities | 2007-09-12 | 2017-03-17 |
| 3 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2017-08-07 | 2019-03-04 |
| 4 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-08-07 | 2019-03-04 |
| 5 | Quam Securities Limited | Rep | Advising on corporate finance | 2004-10-15 | Rep | Asset management | 2004-10-15 | Rep | Advising on securities | 2004-12-13 | Rep | Dealing in securities | 2007-06-22 | Rep | Dealing in futures contracts | 2005-08-22 | 2007-06-22 |
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