Chu, Wai Ling (SFC:APG292) 朱慧玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2010-08-04 | 2014-11-10 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | 2015-01-27 | 2022-04-01 |
| 2 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2007-07-16 | 2009-05-19 | SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED | Rep | 2007-08-23 | 2009-05-19 | BOCOM International Securities Limited | Rep | 2009-09-07 | 2014-11-10 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 2015-01-27 | 2022-04-01 |
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