Lee, Kwok Wing (SFC:ACB916) 李國榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2006-03-13 | 2006-11-10 |
2 | SINOPAC FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2006-03-13 | 2006-11-10 |
3 | ITAU ASIA LIMITED | Rep | Dealing in securities | 2006-11-29 | 2008-01-03 |
4 | iBest Securities Company Limited | Rep | Advising on corporate finance | 2003-09-24 | Rep | Advising on securities | 2003-09-24 | Rep | Asset management | 2003-09-24 | Rep | Dealing in securities | 2004-02-24 |
5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-09-24 | Rep | Advising on securities | 2003-09-24 | Rep | Asset management | 2003-09-24 | Rep | Automated trading services | 2003-09-24 | Rep | Dealing in securities | 2004-02-24 |
6 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-09-24 | Rep | Asset management | 2003-09-24 | Rep | Automated trading services | 2003-09-24 | Rep | Dealing in futures contracts | 2004-02-24 |
7 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on securities | 2014-10-24 | 2017-03-06 | Rep | Dealing in futures contracts | 2014-10-24 | 2017-03-06 | Rep | Dealing in securities | 2014-10-24 | 2017-03-06 |
8 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2004-02-24 | 2006-02-27 |
9 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2004-02-24 | 2006-02-27 |
10 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2004-02-24 | 2006-02-27 |
11 | BOCOM International Securities Limited | Rep | Dealing in securities | 2008-05-19 | 2014-08-29 | Rep | Dealing in futures contracts | 2013-06-05 | 2014-08-29 |
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