Lee, Kwok Wing (SFC:ACB916) 李國榮

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 SINOPAC SECURITIES (ASIA) LIMITED Rep Dealing in securities 2006-03-13 2006-11-10
2 SINOPAC FUTURES (ASIA) LIMITED Rep Dealing in futures contracts 2006-03-13 2006-11-10
3 ITAU ASIA LIMITED Rep Dealing in securities 2006-11-29 2008-01-03
4 iBest Securities Company Limited Rep Advising on corporate finance 2003-09-24
Rep Advising on securities 2003-09-24
Rep Asset management 2003-09-24
Rep Dealing in securities 2004-02-24
5 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep Advising on corporate finance 2003-09-24
Rep Advising on securities 2003-09-24
Rep Asset management 2003-09-24
Rep Automated trading services 2003-09-24
Rep Dealing in securities 2004-02-24
6 HAITONG INTERNATIONAL FUTURES LIMITED Rep Advising on futures contracts 2003-09-24
Rep Asset management 2003-09-24
Rep Automated trading services 2003-09-24
Rep Dealing in futures contracts 2004-02-24
7 Guosen Securities (HK) Brokerage Company, Limited Rep Advising on securities 2014-10-24 2017-03-06
Rep Dealing in futures contracts 2014-10-24 2017-03-06
Rep Dealing in securities 2014-10-24 2017-03-06
8 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED Rep Dealing in securities 2004-02-24 2006-02-27
9 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED Rep Dealing in futures contracts 2004-02-24 2006-02-27
10 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED Rep Dealing in securities 2004-02-24 2006-02-27
11 BOCOM International Securities Limited Rep Dealing in securities 2008-05-19 2014-08-29
Rep Dealing in futures contracts 2013-06-05 2014-08-29

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