Liu, Edmond Shui Wing 廖瑞榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | TISCO SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2004-02-11 | |
| 2 | TISCO SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2004-02-11 | |
| 3 | TISCO SECURITIES HONG KONG LIMITED | Rep | Asset management | 2004-02-11 | |
| 4 | TISCO SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2004-12-16 | |
| 5 | LEHIN SECURITIES LIMITED | Rep | Dealing in securities | 2005-01-03 | 2007-02-26 |
| 6 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-03-06 | 2008-03-31 |
| 7 | DELTA ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2008-04-15 | 2009-12-09 |
| 8 | BOCOM International Securities Limited | Rep | Dealing in securities | 2010-01-15 | 2014-01-27 |
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