Yeung, Pui Tak (SFC:AJI792) 楊培德
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2011-01-10 | 2011-01-17 | Rep | Dealing in futures contracts | 2011-01-10 | 2011-01-17 | Rep | Dealing in securities | 2011-01-10 | 2011-01-17 | Rep | Dealing in futures contracts | 2014-12-17 | 2015-05-14 | Rep | Dealing in securities | 2014-12-17 | 2015-05-14 |
| 2 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2011-09-12 | 2012-06-22 | Rep | Dealing in securities | 2011-09-12 | 2012-06-22 |
| 3 | Changjiang Futures (HK) Limited | Rep | Dealing in futures contracts | 2017-04-19 | 2017-05-31 |
| 4 | Changjiang Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2017-04-19 | 2017-05-31 |
| 5 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2016-09-08 | 2017-03-24 |
| 6 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2016-09-08 | 2017-03-24 |
| 7 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2020-02-25 | 2020-03-24 | Rep | Dealing in futures contracts | 2020-02-25 | 2020-03-24 | Rep | Dealing in securities | 2020-02-25 | 2020-03-24 |
| 8 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2004-01-02 | 2007-06-23 |
| 9 | JS CRESVALE SECURITIES INTERNATIONAL LIMITED | Rep | Dealing in securities | 2011-06-01 | 2011-09-01 |
| 10 | KGI ASIA LIMITED | Rep | Dealing in securities | 2024-04-12 | |
| 11 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2024-04-12 | |
| 12 | MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-10-02 | 2016-03-23 |
| 13 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-10-02 | 2016-03-23 |
| 14 | Seazen Resources Asset Management Limited | Rep | Asset management | 2016-05-13 | 2016-08-26 |
| 15 | Seazen Resources Futures Limited | Rep | Dealing in futures contracts | 2016-05-13 | 2016-08-26 |
| 16 | Seazen Resources Securities Limited | Rep | Dealing in securities | 2016-05-13 | 2016-08-26 |
| 17 | VALUABLE CAPITAL LIMITED | Rep | Dealing in futures contracts | 2022-01-20 | 2022-11-15 | Rep | Dealing in securities | 2022-01-20 | 2022-11-15 |
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