Yip, Chi Wing (SFC:ARO676) 葉志榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCOM International Securities Limited | Rep | Dealing in securities | 2010-03-17 | 2012-08-31 |
2 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2012-10-16 | 2012-11-08 |
3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2012-11-29 | 2017-02-14 |
4 | Sun Life Hong Kong Limited | Rep | Advising on securities | 2008-10-09 | 2009-05-31 |
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