Lui, Siu Wai 呂少威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DBS VICKERS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-10-13 | Rep | Asset management | 2003-10-13 | Rep | Advising on securities | 2003-10-22 | Rep | Dealing in securities | 2004-02-26 |
| 2 | Monex Boom Securities (H.K.) Limited | Rep | Dealing in securities | 2004-03-05 | 2005-08-01 | RO | Automated trading services | 2005-08-01 | RO | Dealing in securities | 2005-08-01 | RO | Dealing in futures contracts | 2021-10-05 |
| 3 | Win Securities Limited | Rep | Dealing in securities | 2004-03-05 | 2005-08-01 | RO | Automated trading services | 2005-08-01 | RO | Dealing in securities | 2005-08-01 |
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